Complete Political Science Notes for UPSC, PSC, SSC (Part-22)

Chapter 50: Emergency Provisions in States — President’s Rule, Role of Governor and Centre


Introduction

In a federal system like India, while States enjoy autonomy,
there are provisions for the Centre to intervene when State governance fails.

This intervention is through Emergency Provisions at State level, mainly President’s Rule under Article 356.


Constitutional Provisions

ArticleSubject
Article 355Duty of Centre to protect States against external aggression and internal disturbance.
Article 356Provisions in case of failure of constitutional machinery in States (President’s Rule).
Article 365Centre’s authority if State fails to comply with Union directions.

Grounds for Imposition of President’s Rule (Article 356)

  • If Governor reports that:
    • State government cannot be carried on in accordance with the Constitution.
  • Or if the President is otherwise satisfied.

Procedure

StepDetail
1Governor sends a report to President.
2President issues a proclamation assuming:
  • State’s executive functions,
  • State’s legislative powers (vested in Parliament or President). | | 3 | Proclamation must be approved by both Houses of Parliament within 2 months.

Duration

  • Initially valid for 6 months.
  • Can be extended for another 6 months at a time.
  • Maximum duration:
    • 3 years (with special parliamentary conditions).

Beyond 1 year, extension allowed only if:

  • National Emergency is in operation, or
  • Election Commission certifies that elections cannot be held in the State.

Effects of President’s Rule

AreaEffect
ExecutiveState’s Council of Ministers is dismissed, Governor administers the State on behalf of President.
LegislatureState Legislative Assembly may be dissolved or kept under suspension.
ParliamentTakes over law-making functions for the State.
JudiciaryCourts continue to function independently (No effect on judiciary).

Role of Governor during President’s Rule

  • Governor becomes real executive authority in the State (acting on behalf of the President).
  • Exercises all executive powers normally exercised by Council of Ministers.
  • Parliament legislates for the State; Governor issues ordinances if Parliament is not in session.

Article 365: Failure to Comply with Centre’s Directions

If a State fails to comply with directions from the Centre,
President may consider that the government of the State cannot be carried on as per the Constitution —
leading to President’s Rule.


Judicial Review and President’s Rule


Earlier View:

  • In Rameshwar Prasad Case (2006), SC held that proclamation under Article 356 is subject to judicial review.

S.R. Bommai Case (1994):

  • Landmark judgment,
  • Supreme Court guidelines:
    • Strict conditions for imposing President’s Rule.
    • Floor test mandatory to test majority in Assembly.
    • Governor’s report can be questioned in court.
    • If proclamation is malafide or arbitrary, Court can strike it down.

Instances of Misuse

  • Historically, Article 356 was misused for political purposes:
    • Dismissal of opposition-led State governments,
    • To gain political advantage by Central ruling party.

Examples:

  • 1959: Kerala Government (Communist Party) dismissed.
  • 1977: Many Congress-ruled States dismissed after Janata Party came to power.
  • 1992: Dismissal of BJP governments after Babri Masjid demolition.

Safeguards Introduced

  • Judicial review permitted (after SR Bommai Case).
  • Parliament approval mandatory within 2 months.
  • Floor tests emphasized for checking majority.

Comparison: National Emergency vs President’s Rule

FeatureNational Emergency (Art 352)President’s Rule (Art 356)
TriggerWar, external aggression, armed rebellionFailure of constitutional machinery
ImpactOn Centre and StatesOnly on States
Rights ImpactedFRs can be suspendedFRs generally remain unaffected
ApprovalSpecial majority in ParliamentSimple majority

Important Articles Related to Emergency in States

ArticleSubject
355Duty of Union to protect States.
356Failure of constitutional machinery in State (President’s Rule).
365Failure to comply with Centre’s directions.

Recent Trends and Observations

  • Post-SR Bommai judgment, use of Article 356 has drastically declined.
  • President’s Rule imposed now only after following proper constitutional procedures (like floor test failures).
  • Judiciary’s active role has strengthened federalism.

Challenges and Criticism

  • Governor’s discretionary powers can still be misused,
  • Centre-State political rivalry sometimes leads to disputes,
  • Delay in lifting President’s Rule even after political stability is restored.

Reforms Suggested

  • Clear guidelines for Governor’s actions,
  • Limit Centre’s interference to genuine cases,
  • Mandatory judicial review within fixed time frame.

Conclusion

While President’s Rule is essential for tackling genuine breakdowns of governance,
it must be used rarely and responsibly,
respecting the federal structure and democratic spirit of the Constitution.

Emergency powers are meant to protect democracy, not destroy it.


Important Quick Facts for Prelims & Mains

FactDetail
Article for President’s Rule356
Maximum duration of President’s Rule3 years
Landmark case limiting misuseSR Bommai vs Union of India (1994)
Governor’s RoleCentral agent during President’s Rule
First instance of misuseKerala (1959)
Floor Test importanceMandatory before recommending dismissal

Chapter 51: Elections — Election Commission of India, Free and Fair Elections


Introduction

  • Elections are the heart of democracy.
  • In India, the Election Commission of India (ECI) ensures:
    • Free, fair, and transparent elections at national and state levels.

A credible election process builds public trust and strengthens democracy.


Constitutional Provisions

ArticleSubject
Article 324Superintendence, direction, and control of elections vested in Election Commission.
Articles 325–329Related to electoral rolls, elections, and powers of courts.

Election Commission of India (ECI)


1. Establishment

  • Permanent and independent constitutional body.
  • Established under Article 324 of the Constitution.

2. Composition

PostDetails
Chief Election Commissioner (CEC)Head of the Commission.
Election CommissionersTwo other Election Commissioners (if appointed).
  • Since 1989, Election Commission functions as a multi-member body (3 members).

3. Appointment and Tenure

FeatureDetails
AppointmentBy the President of India.
Tenure6 years or until 65 years of age, whichever earlier.
ConditionsSame for CEC and ECs.

4. Removal

  • Chief Election Commissioner (CEC):
    • Removed like a Supreme Court Judge,
    • By President after Parliamentary impeachment (on grounds of proved misbehavior or incapacity).
  • Other Election Commissioners:
    • Can be removed by President on recommendation of the CEC.

Thus, CEC enjoys greater protection than ECs.


5. Powers and Functions of Election Commission


PowerDetails
Conduct ElectionsTo Parliament, State Legislatures, President, and Vice President.
SupervisionOver entire election machinery and process.
Preparation of Electoral RollsEnsures free and fair voter registration.
Recognition of Political PartiesGrants symbols, recognition to political parties.
Model Code of ConductIssues and enforces ethical code for political parties during elections.
Voter EducationSpreading awareness (e.g., SVEEP program).
Monitoring Election ExpensesRegulates spending by candidates and parties.
Recommend DisqualificationIn cases of corrupt practices, violation of laws.

Important Powers

  • Advisory Role:
    Advises the President/Governor regarding disqualifications under 10th Schedule (anti-defection).
  • Quasi-Judicial Role:
    • Decides disputes regarding recognition of political parties.
    • Cancels elections in case of malpractices.

Electoral Reforms in India


Major Electoral Reforms Till Now

ReformYearImportance
Lowering Voting Age1988 (61st Amendment)From 21 to 18 years.
Use of EVMs2000sElectronic Voting Machines to prevent rigging.
Voter ID Cards1993 onwardsIdentification of voters.
NOTA Option2013“None of the Above” option introduced in voting.
VVPAT2017Voter Verified Paper Audit Trail attached to EVMs for transparency.

Recent Developments

  • Linking Voter ID with Aadhaar (to prevent duplicate entries),
  • Remote Voting Machine (RVM) discussions for migrant workers,
  • Capping election expenditures,
  • Restrictions on exit polls and opinion polls timing.

Free and Fair Elections — Key Ingredients

ElementExplanation
Free ChoiceVoters should choose without coercion.
Fair ProcessNo bias by election machinery.
Equal AccessAll parties should have a level playing field.
TransparencyFunding and process must be open and accountable.
Secrecy of BallotProtects voter autonomy and safety.

Challenges to Free and Fair Elections

  • Money Power:
    Huge spending distorts equality.
  • Muscle Power:
    Threats and intimidation.
  • Criminalization of Politics:
    Candidates with criminal background contesting elections.
  • Fake News and Misinformation:
    Misleading voters.
  • Booth Capturing and Rigging:
    Though reduced, still a threat in some areas.
  • Low Voter Turnout:
    Urban apathy, logistical challenges.

Recommendations for Further Electoral Reforms

  • State Funding of Elections (to reduce dependence on donations),
  • Debarring Criminals from contesting before conviction,
  • Internal Democracy in Political Parties,
  • Simultaneous Elections (Lok Sabha + State Assemblies),
  • Strengthening ECI’s powers and independence.

Important Committees on Electoral Reforms

CommitteeImportance
Tarkunde Committee (1975)Recommended independent election machinery.
Dinesh Goswami Committee (1990)Suggested reforms in election law.
Indrajit Gupta Committee (1998)Recommended state funding of elections.
Law Commission ReportsPeriodic suggestions for electoral reforms.

Voters’ Rights in Elections

RightDetail
Right to VoteUniversal Adult Franchise (18+ years)
Right to KnowCandidate’s criminal, financial background.
Right to SecrecyOf the voting choice.
Right to NOTARight to reject all candidates.

Model Code of Conduct (MCC)

  • Set of rules and guidelines for political parties and candidates during elections.
  • Not a law — moral binding,
  • Violations can be dealt with by Election Commission.

Key areas covered:

  • No bribing or intimidation of voters,
  • No misuse of government machinery,
  • No hate speeches,
  • No announcement of new schemes during elections.

Role of Election Commission in Democracy

  • Guardian of democracy,
  • Ensures political competition is fair,
  • Acts independently and impartially,
  • Strengthens people’s faith in electoral process.

Conclusion

Free and Fair Elections are the lifeblood of Indian democracy.
The Election Commission must continue to act independently, transparently, and efficiently to maintain public trust.

The ballot is stronger than the bullet.” — Abraham Lincoln


Important Quick Facts for Prelims & Mains

FactDetail
Article establishing ECIArticle 324
CompositionCEC + other Election Commissioners
CEC RemovalSame as Supreme Court Judge
VVPAT full formVoter Verified Paper Audit Trail
Minimum Voting Age18 years
NOTA introduced2013 (SC Judgment)

Chapter 52: Special Provisions for Some States — Jammu & Kashmir, Nagaland, Assam, Others


Introduction

India’s federal structure recognizes that not all states are the same.
Certain states have special provisions due to their historical, cultural, and geographical uniqueness.

These provisions are mainly found in Articles 370, 371, and 372 and ensure:

  • Autonomy,
  • Protection of cultural identity,
  • Special political arrangements.

Constitutional Provisions

ArticleSubject
Article 370Special provisions for Jammu & Kashmir (J&K).
Article 371Special provisions for certain states (e.g., Nagaland, Assam, Sikkim, etc.).
Article 372Continuance of existing laws (relating to States with special provisions).

Jammu and Kashmir — Article 370


Historical Context

  • Article 370 was inserted to recognize Jammu & Kashmir’s special status.
  • It was due to the Instrument of Accession (1947) signed by the then Maharaja of Jammu & Kashmir, allowing the State to join India under special terms.

Provisions Under Article 370

  • Temporary provision: The provisions were meant to be temporary, but became permanent over time.
  • J&K had its own Constitution (until 2019).
  • State autonomy: J&K had its own flag, and a separate set of laws for:
    • Education, health, and employment.
    • Other subjects like foreign affairs, defense, finance, etc. were under the control of the Union Government.

Article 35A — Special Rights of Residents of J&K

  • Provided exclusive rights to permanent residents of Jammu and Kashmir.
  • Only permanent residents could:
    • Own property,
    • Get government jobs,
    • Access educational benefits.

Revocation of Article 370 — 2019

  • On 5th August 2019, the Government of India revoked Article 370, changing the special status of Jammu and Kashmir.
  • The Jammu & Kashmir Reorganization Act, 2019:
    • Divided J&K into two Union Territories: Jammu & Kashmir, and Ladakh.
    • Made the provisions of the Indian Constitution fully applicable to the Union Territory of Jammu & Kashmir.

Nagaland — Article 371A


Special Provisions for Nagaland

  • Article 371A grants special status to Nagaland in order to preserve the distinct culture, religion, and identity of the Naga people.

Key Features of Article 371A

  • Legislative Powers:
    The State Assembly of Nagaland cannot legislate on religious or social practices of Naga tribes, Naga customary law, or ownership of land without the recommendation of the State Assembly.
  • Naga customary law and practices are protected.
  • Governor’s Role:
    The Governor of Nagaland has special discretion to protect the cultural identity of the Naga people.

Assam — Article 371B


Special Provisions for Assam

  • Article 371B relates to Assam and its tribal areas.

Key Features of Article 371B

  • Assam Legislative Assembly may create a district or a tribal area with a separate law to protect the interests of the tribal people.
  • Special measures can be taken for social and economic development of the tribal areas in Assam.

Sikkim — Article 371F


Special Provisions for Sikkim

  • After the merger of Sikkim with India in 1975, Article 371F provides special provisions.

Key Features of Article 371F

  • The Governor of Sikkim has the power to act in accordance with the special needs of the State.
  • State Assembly is responsible for electing the Speaker and Deputy Speaker.
  • Protection of Sikkimese culture, traditions, and language is given special importance.

Other States with Special Provisions

StateArticleSpecial Provision
Maharashtra and GujaratArticle 371Establishment of separate development boards for Vidarbha, Marathwada, and Kutch regions.
Andhra PradeshArticle 371DSpecial provisions for State cadre public services and the establishment of a central university in Hyderabad.
KarnatakaArticle 371JSpecial provisions for Hyderabad-Karnataka region for balanced development.
GoaArticle 371ISpecial provision for Goa Legislative Assembly to exercise powers.

Significance of Special Provisions

AreaImportance
Protection of IdentityEnsures that unique social, cultural, and religious practices are not lost.
DevelopmentFocuses on economic and social welfare of backward and tribal areas.
Federal BalanceStrengthens federalism by giving states autonomy over certain matters.

Challenges and Criticism

  • Confusion about Special Status:
    Special provisions like Article 370 created confusion regarding the integration of J&K with India.
  • Misuse of Provisions:
    Some provisions were criticized for being excessively broad and susceptible to misuse.
  • Lack of Integration:
    In some cases, the special status of states led to slow integration of local populations with the mainstream national development.

Conclusion

  • Special provisions for some states in the Indian Constitution help maintain their unique identity, but should also ensure uniform development across all states.
  • As India grows and modernizes, balancing regional autonomy with national unity will remain an ongoing challenge.

Unity in diversity is the core strength of India’s Constitution.


Important Quick Facts for Prelims & Mains

FactDetail
Article 370Special provisions for Jammu & Kashmir
Article 371ASpecial provisions for Nagaland
Article 371BSpecial provisions for Assam
Article 371FSpecial provisions for Sikkim
Article 371JSpecial provisions for Karnataka (Hyderabad-Karnataka region)
Article 371DSpecial provisions for Andhra Pradesh

Leave a Reply