Complete Political Science Notes for UPSC, PSC, SSC (Part-23)

Chapter 53: Constitutional Bodies — CAG, Finance Commission, Attorney General, etc.


Introduction

Constitutional Bodies are institutions that are:

  • Created directly by the Constitution,
  • Have defined powers, responsibilities, and independence,
  • Essential for democracy, good governance, and accountability.

Examples: Election Commission, CAG, Finance Commission, Attorney General, UPSC, State PSCs, etc.


Comptroller and Auditor General of India (CAG)


1. Constitutional Provisions

ArticleSubject
Article 148–151CAG of India: Appointment, powers, duties, independence

2. Appointment and Term

FeatureDetails
AppointmentBy the President of India
Tenure6 years or until 65 years of age, whichever earlier
RemovalSame process as a Supreme Court judge (through impeachment by Parliament)

3. Functions and Duties

  • Audits all receipts and expenditure of:
    • Union and State Governments,
    • All bodies substantially financed by government (e.g., PSUs),
    • Government companies (under Companies Act).
  • Prepares:
    • Audit Reports on Union and State finances (laid before Parliament/State Legislatures),
    • Appropriation Accounts (whether money spent was according to the law).

4. Importance

  • “Guardian of the Public Purse” — ensures that public money is used properly.
  • Acts as watchdog of financial administration.
  • Enhances accountability of the Executive to the Legislature.

5. Independence

  • Salaries charged on Consolidated Fund of India,
  • Removal only by difficult impeachment process,
  • Not eligible for further office under government after retirement.

Finance Commission of India


1. Constitutional Provisions

ArticleSubject
Article 280Finance Commission: Composition, functions

2. Composition

FeatureDetails
ChairmanA person with experience in public affairs
Four Other MembersAs specified by Parliament

Appointed by the President every 5 years or earlier if necessary.


3. Functions

  • Recommend:
    • Distribution of net proceeds of taxes between Centre and States,
    • Principles for grants-in-aid to States from Consolidated Fund of India,
    • Measures to augment the consolidated fund of a State to supplement the resources of panchayats and municipalities.
  • Advise on any financial matter referred by the President.

4. Important Finance Commissions

CommissionKey Facts
14th Finance CommissionIncreased States’ share of central taxes from 32% to 42%.
15th Finance Commission (Current)Recommendations for 2021–26; focus on fiscal consolidation, disaster risk management.

Attorney General of India


1. Constitutional Provisions

ArticleSubject
Article 76Attorney General of India

2. Appointment and Tenure

FeatureDetails
AppointmentBy the President
EligibilityMust be qualified to be a Supreme Court Judge
TenureHolds office at the pleasure of the President (no fixed term).

3. Functions

  • Chief legal advisor to the Government of India,
  • Represents the Government in the Supreme Court and High Courts,
  • Performs legal duties assigned by President.

Note:

  • Not a government servant — can practice privately but cannot appear against Government.

4. Rights and Limitations

  • Right to participate in parliamentary proceedings but no voting right,
  • Cannot defend accused in criminal cases against the Government,
  • Cannot accept private briefs against the State.

Comparison Table: CAG vs Finance Commission vs Attorney General

AspectCAGFinance CommissionAttorney General
Article14828076
FunctionAuditingTax distributionLegal Advice
AppointmentPresidentPresidentPresident
Reports toParliamentPresidentPresident
IndependenceVery HighAdvisory (based on President’s reference)Limited (serves government directly)

Other Important Constitutional Bodies


Advocate General of the State (Article 165)

  • State counterpart of Attorney General,
  • Appointed by Governor,
  • Legal advisor to the State Government.

Public Service Commissions

  • UPSC (Union) — Articles 315–323,
  • SPSC (State) — Articles 315–323.

Already discussed earlier!


Election Commission of India

  • Article 324,
  • Conducts free and fair elections,
  • Protects democratic process.

(Already covered in detail in Chapter 51!)


Significance of Constitutional Bodies

SignificanceExplanation
Protect DemocracyFree, fair elections and independent audits promote democracy.
Maintain AccountabilityGovernment’s financial and administrative accountability.
Legal ProtectionUphold Constitution and laws.
Federal BalanceEnsure fair distribution of resources between Centre and States.

Challenges for Constitutional Bodies

  • Pressure from Executive (especially for Attorney General),
  • Resource constraints (e.g., CAG needs technical expertise in modern sectors),
  • Need for greater transparency (e.g., publication of audit reports).

Reforms Suggested

  • Greater autonomy to bodies like Finance Commission,
  • Transparent and participatory appointment process,
  • Regular public disclosures of performance and recommendations.

Conclusion

Constitutional bodies are the pillars of India’s constitutional democracy.
Their independence, efficiency, and integrity are critical to maintaining:

  • Rule of law,
  • Accountability, and
  • Good governance.

A democracy is as strong as its constitutional institutions.


Important Quick Facts for Prelims & Mains

FactDetail
Article for CAG148
Article for Finance Commission280
Article for Attorney General76
CAG known asGuardian of the Public Purse
Attorney General can participate in Parliament?Yes, without voting right
Tenure of Finance Commission5 years

Chapter 54: Non-Constitutional Bodies — NITI Aayog, NHRC, CVC, Lokpal, etc.


Introduction

  • Non-Constitutional Bodies are not created directly by the Constitution.
  • They are established by:
    • Acts of Parliament, or
    • Executive orders of the Government.

They play a vital role in:

  • Policy formulation,
  • Good governance,
  • Protecting rights,
  • Ensuring accountability.

Difference: Constitutional vs Non-Constitutional Bodies

FeatureConstitutional BodyNon-Constitutional Body
Created ByConstitutionParliament Act / Executive Order
ExamplesUPSC, ECI, CAGNITI Aayog, NHRC, CVC, Lokpal

Important Non-Constitutional Bodies


1. NITI Aayog (National Institution for Transforming India)


Establishment

  • Established on 1st January 2015 by executive resolution of Union Cabinet.
  • Replaced Planning Commission (which was based on a resolution, 1950).

Structure

PostDetails
ChairpersonPrime Minister of India
Vice-ChairpersonAppointed by PM
Full-time MembersEminent professionals from different fields
Ex-officio Members4 Union Ministers
CEOAppointed by PM (rank of Secretary to Government of India)

Functions

  • Acts as a policy think tank for the Government.
  • Fosters cooperative federalism between Centre and States.
  • Provides strategic and long-term policy framework.
  • Monitors and evaluates programs and initiatives.

Key Initiatives

  • Aspirational Districts Programme (focus on backward districts),
  • Atal Innovation Mission (AIM) (promoting startups and innovation),
  • SDG India Index (monitoring Sustainable Development Goals progress).

2. NHRC (National Human Rights Commission)


Establishment

  • Established in 1993 under the Protection of Human Rights Act, 1993.

Composition

PostDetails
ChairpersonRetired Chief Justice of India
Members4 full-time + 4 deemed members (Chairpersons of NCW, NCPCR, etc.)

Functions

  • Protect and promote human rights in India.
  • Inquire into complaints of human rights violations,
  • Recommend compensation to victims,
  • Review factors limiting human rights.

Powers

  • Powers of a civil court while conducting inquiries,
  • Can investigate suo-motu (on its own) or on petitions.

Limitations

  • Recommendations not binding,
  • Cannot inquire into matters older than 1 year,
  • Cannot punish violators (only recommend action).

3. CVC (Central Vigilance Commission)


Establishment

  • Created in 1964 by an Executive Resolution,
  • Given statutory status by the CVC Act, 2003.

Composition

PostDetails
Central Vigilance CommissionerHead
Vigilance Commissioners2 members

Functions

  • Monitor vigilance activities in central government organizations,
  • Advise on major disciplinary matters,
  • Supervise the work of Central Bureau of Investigation (CBI) in corruption cases.

Independence

  • Appointment by a 3-member committee (PM, Home Minister, Leader of Opposition),
  • Removal by President on similar grounds as Supreme Court judge (for CVC).

4. Lokpal and Lokayuktas


Establishment

  • Lokpal and Lokayuktas Act, 2013,
  • First Lokpal of India appointed in 2019.

Structure of Lokpal

PostDetails
ChairpersonRetired Chief Justice of India or SC Judge or an eminent person of impeccable integrity
Members8 members (half from judiciary, half from SC/ST/OBC/Women/Minorities)

Functions

  • Inquire into allegations of corruption against:
    • Prime Minister,
    • Ministers,
    • MPs,
    • Bureaucrats,
    • Employees of public sector.

Features

  • Has prosecution powers,
  • Can conduct search and seizure operations,
  • Ensures accountability of public functionaries.

Lokayuktas

  • State-level institutions modeled on Lokpal,
  • Investigate corruption cases in respective States.

(Note: Not all States have Lokayuktas yet.)


Other Important Non-Constitutional Bodies

BodyPurpose
National Commission for Women (NCW)Protects women’s rights.
National Commission for Minorities (NCM)Safeguards rights of religious minorities.
National Commission for Backward Classes (NCBC)Looks into issues of OBCs.
Central Information Commission (CIC)Promotes transparency under RTI Act, 2005.
National Green Tribunal (NGT)Ensures environmental protection and adjudication.

Significance of Non-Constitutional Bodies

SignificanceExplanation
Strengthen DemocracyBy promoting transparency, accountability, and human rights.
Supplement Constitutional BodiesSupport governance in specialized fields.
Promote Good GovernanceBy advisory, supervisory, and regulatory roles.

Challenges Faced

  • Limited binding powers (e.g., NHRC recommendations not compulsory),
  • Political interference risks (e.g., CBI under CVC supervision but still controversial),
  • Lack of sufficient resources (funds, personnel),
  • Delays in appointments (Lokpal delay till 2019).

Reforms Suggested

  • Grant binding powers in appropriate cases,
  • Ensure faster and transparent appointments,
  • Enhance financial autonomy,
  • Increase public awareness about these bodies.

Conclusion

Non-Constitutional Bodies are vital instruments for achieving transparency, accountability, and justice in governance.
Strengthening them will deepen democracy and improve public administration.

Institutions are the pillars that hold the building of democracy strong.


Important Quick Facts for Prelims & Mains

FactDetail
Year NITI Aayog formed2015
First Lokpal of IndiaJustice Pinaki Chandra Ghose
NHRC formed in1993
CVC Act Passed in2003
NHRC Chairperson must beFormer Chief Justice of India
Composition of Lokpal1 Chairperson + 8 Members

Chapter 55: Constitutional Amendments — Procedure, Important Amendments, 42nd, 44th, 73rd, 86th, 101st, etc.


Introduction

  • The Indian Constitution is neither rigid like that of the USA nor completely flexible like that of the UK.
  • It provides a balanced method for amendments under Article 368.
  • This ensures that the Constitution can adapt to changing needs without losing its basic structure.

Need for Constitutional Amendments

ReasonExplanation
Evolving societyNew demands, challenges emerge with time.
Flexibility and adaptabilityTo remain relevant without replacing the Constitution.
Social justiceTo introduce reforms (e.g., reservation policies).
Strengthening democracyExpanding rights, decentralizing powers (e.g., 73rd, 74th Amendments).

Constitutional Provisions for Amendment

ArticleSubject
Article 368Power of Parliament to amend the Constitution and procedure.

Procedure for Amendment (Article 368)


Types of Amendments

TypeProcedure
1. By Simple MajorityLike an ordinary law (outside Article 368).
2. By Special Majority2/3rd of members present and voting + majority of total membership.
3. By Special Majority + Ratification by half of State LegislaturesSpecial for federal matters (e.g., election of President, powers of SC and HC, etc.).

Steps Involved in Constitutional Amendment

  1. Bill introduced in either House of Parliament (no need for prior permission from President).
  2. Passed in each House separately by required majority.
  3. For some amendments, sent to States for ratification by at least half of the State Legislatures.
  4. After passage, Bill is sent to the President.
  5. President must give his assent (no veto power).

Simple Majority Amendments (Examples)

(Outside Article 368)

Examples
Admission or formation of new states (Art 2, 3)
Changes to Second Schedule (salaries of officials)
Delimitation of constituencies
Abolition or creation of legislative councils in states

Special Majority Amendments (Examples)

Examples
Fundamental Rights (except few basic rights)
Directive Principles of State Policy
Representation of States in Parliament (except federal matters)

Special Majority + State Ratification (Examples)

Examples
Election of President (Articles 54 and 55)
Extent of Executive power of the Union and States
Powers of Supreme Court and High Courts
Union-State relations (Chapter I of Part XI)

Basic Structure Doctrine

  • Evolved in Kesavananda Bharati Case (1973).
  • Parliament can amend the Constitution but cannot alter or destroy its basic structure.

Elements of Basic Structure

FeatureExample
Supremacy of the ConstitutionConstitution is the highest law.
Republican and Democratic form of governmentElected government.
Secular characterFreedom of religion.
Separation of PowersJudiciary, Executive, Legislature separate.
Federal characterCentre and States both powerful in their spheres.
Judicial ReviewCourts can invalidate unconstitutional laws.
Rule of LawAll are equal before the law.

Important Constitutional Amendments


1. 1st Amendment Act (1951)

  • Curbed freedom of speech (reasonable restrictions).
  • Empowered the State to make special provisions for socially and economically backward classes.

2. 42nd Amendment Act (1976)“Mini Constitution”

  • Passed during Emergency.
  • Major changes:
    • Added words “Socialist”, “Secular”, “Integrity” to the Preamble.
    • Made DPSPs superior to Fundamental Rights in case of conflict.
    • Curtailed power of Judiciary.
    • Extended Parliament’s term from 5 to 6 years (later reversed).

3. 44th Amendment Act (1978)

  • Passed after Emergency (Janata Government).
  • Major changes:
    • Restored Fundamental Rights supremacy.
    • Repealed provisions extending Lok Sabha’s term to 6 years.
    • Strengthened protection against misuse of Emergency provisions (e.g., President can proclaim National Emergency only on written advice of Cabinet).

4. 52nd Amendment Act (1985)

  • Introduced Anti-Defection Law.
  • Tenth Schedule added: disqualification of legislators on grounds of defection.

5. 61st Amendment Act (1988)

  • Lowered voting age from 21 to 18 years.

6. 73rd Amendment Act (1992)

  • Constitutional status to Panchayati Raj Institutions.
  • Added Part IX and 11th Schedule (29 subjects).

7. 74th Amendment Act (1992)

  • Constitutional status to Urban Local Bodies (Municipalities).
  • Added Part IXA and 12th Schedule (18 subjects).

8. 86th Amendment Act (2002)

  • Made Right to Education a Fundamental Right (Article 21A).
  • Added a duty on parents to send children to school (Article 51A(k)).

9. 101st Amendment Act (2016)

  • Introduced Goods and Services Tax (GST) in India.
  • Created GST Council (Article 279A).

Number of Amendments (as of 2024)

  • Over 105 amendments have been made to the Constitution.

Judicial Review of Amendments

  • Constitutional amendments are subject to judicial review to ensure they do not violate the basic structure.

Examples:

  • Kesavananda Bharati Case (1973) — Basic Structure Doctrine.
  • Minerva Mills Case (1980) — Limited Parliament’s power to amend.

Comparison: Ordinary Law vs Constitutional Amendment

FeatureOrdinary LawConstitutional Amendment
Majority NeededSimple majoritySpecial majority (mostly)
ProcedureOrdinary legislative processArticle 368 prescribed procedure
SubjectRoutine mattersChanges to Constitution
Judicial ReviewPossiblePossible, stricter (must not violate Basic Structure)

Conclusion

Constitutional amendments allow India to evolve peacefully and democratically,
balancing the need for change with the preservation of the core values of the Constitution.

Change is the law of life, but the roots must remain deep and firm.


Important Quick Facts for Prelims & Mains

FactDetail
Article for Amendment368
Landmark case for Basic StructureKesavananda Bharati Case (1973)
42nd Amendment nicknameMini Constitution
73rd Amendment Year1992
Voting Age changed by61st Amendment
GST introduced by101st Amendment

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