Complete Political Science Notes for UPSC, PSC, SSC (Part-26)

Chapter 62: Local Self Government — Evolution, Structure, Challenges, Importance


Introduction

  • Local Self Government means administration by local people through elected bodies.
  • It covers rural (Panchayati Raj) and urban (Municipalities) areas.
  • Democracy at grassroots level — bringing governance closer to the people.

Local self-government is the training ground for democracy.” — Mahatma Gandhi


Historical Evolution

YearEvent
1882Lord Ripon’s Resolution — “Father of Local Self Government in India”.
1907Royal Commission on Decentralization recommended strengthening local bodies.
1957Balwantrai Mehta Committee proposed three-tier Panchayati Raj system.
1978Ashok Mehta Committee recommended two-tier Panchayati Raj system.
199273rd and 74th Constitutional Amendments gave constitutional status to local bodies.

Types of Local Self Government

TypeScope
RuralPanchayati Raj Institutions (PRIs) — Villages, small towns.
UrbanUrban Local Bodies (ULBs) — Cities, municipalities, corporations.

Rural Local Self Government: Panchayati Raj System


Constitutional Provisions

FeatureDetails
73rd Amendment Act1992
Added Part IXArticles 243–243O
Added 11th ScheduleLists 29 functions for Panchayats.

Three-Tier Structure

LevelBodyArea
1stGram PanchayatVillage
2ndPanchayat SamitiBlock/Taluka
3rdZila ParishadDistrict

Composition

  • Direct elections at all levels,
  • Reservation:
    • SC/ST and women (1/3rd seats for women),
  • Chairpersons at intermediate and district levels elected indirectly (by Panchayat members).

Functions

FunctionExamples
Civic servicesWater supply, sanitation, street lighting.
Developmental worksRoads, housing, irrigation, agriculture.
Social welfareEducation, women’s development, welfare of weaker sections.

Gram Sabha

  • General body of voters in a village,
  • Meets to approve plans, budgets, and audits,
  • Strengthens direct democracy.

State Finance Commission (Article 243I)

  • Set up every 5 years to recommend financial devolution from State to Panchayats.

Urban Local Self Government


Constitutional Provisions

FeatureDetails
74th Amendment Act1992
Added Part IXAArticles 243P–243ZG
Added 12th ScheduleLists 18 functions for Municipalities.

Types of Urban Local Bodies

TypeFor
Nagar PanchayatTransitional area (rural to urban).
Municipal CouncilSmall urban areas (towns).
Municipal CorporationLarge cities (e.g., Mumbai, Delhi, Bengaluru).

Composition

  • Directly elected Councillors,
  • Mayor (Head of Corporation) or Chairperson (for Municipalities),
  • Municipal Commissioner (appointed by State Government for administration).

Functions

FunctionExamples
Urban planningTown development, land use.
Public healthSanitation, waste management, hospitals.
Economic developmentIndustrial promotion, market regulation.
Civic amenitiesRoads, public transport, water supply.

Ward Committees

  • Mandatory in cities with population above 3 lakh,
  • Bring citizens closer to governance.

State Election Commission (Article 243K and 243ZA)

  • Conducts and supervises elections to both Rural and Urban Local Bodies.

Significance of Local Self Government

BenefitExplanation
DecentralizationPower closer to people.
Democracy at GrassrootsTraining ground for democratic participation.
Local Needs Better AddressedPlanning and development as per local needs.
Political EducationCitizens learn rights, responsibilities.
Social JusticeReservation for weaker sections ensures inclusiveness.

Challenges Faced by Local Self Government

ChallengeExplanation
Financial WeaknessHeavy dependence on State and Central grants.
Bureaucratic DominanceOfficials dominate elected representatives.
Political InterferenceState Governments interfere in local body functioning.
Capacity IssuesLack of skilled staff, technical know-how.
Poor ParticipationGram Sabha meetings often poorly attended.

Reforms Needed

  • Strengthen financial autonomy,
  • Capacity building of Panchayat/Municipal members,
  • Regular and timely elections,
  • Devolution of 3 Fs:
    • Functions, Funds, Functionaries,
  • Encourage citizen participation,
  • Transparency through e-Governance (Digital India initiatives).

Recent Initiatives for Strengthening Local Self Governance

InitiativeObjective
e-Panchayat ProjectDigitization of Panchayati Raj Institutions.
Swachh Bharat MissionInvolvement of urban and rural local bodies in sanitation drives.
AMRUTUrban renewal for 500 cities.
Smart Cities MissionUrban planning with citizen-centric approach.
Gram Swaraj AbhiyanTargeted development in rural areas.

Conclusion

Local self-government strengthens the roots of democracy
by making governance participatory, inclusive, and responsive to citizens’ needs.

The spirit of democracy cannot be imposed from above. It must come from within the people.” — Mahatma Gandhi


Important Quick Facts for Prelims & Mains

FactDetail
73rd Amendment1992 (Rural Local Bodies)
74th Amendment1992 (Urban Local Bodies)
Number of Functions — Panchayats29 (11th Schedule)
Number of Functions — Municipalities18 (12th Schedule)
Financial Devolution BodyState Finance Commission
Election BodyState Election Commission

Chapter 63: Centre-State Relations in Financial Matters — Finance Commission, GST Council, Devolution Issues


Introduction

  • In a federal structure like India, sharing of financial resources between Centre and States is crucial.
  • Centre-State financial relations ensure:
    • Fiscal balance,
    • Economic development,
    • Reduction of regional inequalities.

Money is the lifeblood of cooperative federalism.


Constitutional Provisions

ArticleSubject
Articles 268–293Centre-State financial relations.
Article 280Finance Commission of India.
Article 279AGST Council.

Division of Taxing Powers (Schedule VII)

TypeDetails
Union ListCentre-exclusive taxes (e.g., customs, income tax, corporate tax, excise on non-GST goods).
State ListState-exclusive taxes (e.g., land revenue, taxes on agricultural income, electricity duty, taxes on vehicles).
Concurrent PowersGenerally none; both Centre and States collect GST now under a cooperative structure.

Types of Centre-State Financial Relations


1. Tax Sharing

FeatureExplanation
Division of tax revenuesCertain taxes collected by Centre but shared with States (Article 270).
Finance Commission’s roleDecides percentage share of States.

2. Grants-in-Aid (Article 275)

FeatureExplanation
Statutory GrantsGiven by Centre to States in need of financial assistance.
Specific Purpose GrantsFor schemes of national importance (e.g., education, health, rural development).

3. Loans

FeatureExplanation
Centre provides loansLoans to States under normal or special conditions.
Regulation by ParliamentConditions decided by Parliament by law.

4. Inter-State Trade and Commerce (Article 301–307)

FeatureExplanation
Free flow of goods and servicesNo obstruction in inter-State trade except by Parliament-made laws.

Finance Commission of India (Article 280)


Constitutional Body

  • Established: Every 5 years by the President,
  • Composition:
    • Chairman (experience in public affairs),
    • 4 other members.

Functions

FunctionDetails
Tax devolutionRecommend distribution of tax revenues between Centre and States.
Grants-in-AidRecommend grants to needy States.
Measures to augment State fundsSupport Panchayats and Municipalities.
Addressing fiscal consolidationSuggest ways to maintain fiscal discipline.

Important Finance Commissions

CommissionKey Facts
14th FC (2015–2020)Increased States’ share in Central taxes to 42%.
15th FC (2021–2026)Recommended 41% share (adjusted for Jammu & Kashmir reorganization); focused on disaster risk management, health sector grants.

Goods and Services Tax (GST) and GST Council (Article 279A)


GST: A Revolution in Fiscal Federalism

FeatureExplanation
Single unified taxReplaced multiple indirect taxes at Centre and State levels.
Concurrent powerBoth Centre and States levy GST.
Types of GST– CGST (Central),
– SGST (State),
– IGST (Inter-State transactions).

GST Council

FeatureDetails
EstablishedArticle 279A (by 101st Constitutional Amendment Act, 2016).
CompositionUnion Finance Minister (Chairman), State Finance Ministers.
Voting1/3rd weightage to Centre, 2/3rd to States (decision by 75% majority).

Functions of GST Council

  • Recommend GST rates, exemptions, model GST laws,
  • Resolve disputes arising from GST implementation,
  • Promote cooperation between Centre and States.

Issues in Centre-State Financial Relations


IssueExplanation
Vertical ImbalanceCentre has more financial resources compared to States.
Horizontal ImbalanceRicher States vs poorer States disparity.
Delays in DevolutionCentre sometimes delays transfer of funds.
GST Compensation IssuesStates’ concern over shortfall in GST revenues (especially after COVID-19).

Recent Developments

  • 15th Finance Commission emphasized performance-based grants,
  • GST Compensation Cess extended till 2026 to meet shortfalls,
  • Debate over fiscal federalism intensified after COVID-related financial stress,
  • Push for more financial autonomy to States.

Measures to Strengthen Centre-State Financial Relations

MeasureDetail
Strengthening Finance CommissionImplement its recommendations without political delay.
Streamlining GST SystemQuick dispute resolution by GST Council.
Empowering State Finance CommissionsProper funding and respect to local bodies.
Reducing Conditional GrantsAllow States more freedom to use funds according to local needs.
Timely DevolutionNo politically motivated delays.

Conclusion

Centre-State financial relations are the backbone of Indian cooperative federalism.
Trust, transparency, and timely financial sharing will ensure:

  • Economic development,
  • Reduction in regional inequalities,
  • Stronger unity of the Indian federation.

A strong India needs strong States — fiscal empowerment of States is empowerment of the Nation.


Important Quick Facts for Prelims & Mains

FactDetail
Finance Commission Article280
GST Council Article279A
GST introduced by101st Amendment Act, 2016
14th FC tax devolution rate42%
15th FC tax devolution rate41%
GST decision voting pattern1/3rd Centre + 2/3rd States (75% approval needed)

Chapter 64: Emergency Provisions — National, State and Financial Emergency (Detailed Modern Analysis)


Introduction

  • Emergency Provisions are special constitutional mechanisms to deal with extraordinary situations that threaten the security, governance, or financial stability of India.
  • These provisions alter the normal federal structure and give exceptional powers to the Centre.

The Constitution is not a suicide pact; it must survive and protect itself during emergencies.


Types of Emergency in India

Type of EmergencyBasisConstitutional Articles
1. National EmergencyThreat to security (war, external aggression, armed rebellion)Articles 352–359
2. State Emergency (President’s Rule)Failure of constitutional machinery in a StateArticles 356, 365
3. Financial EmergencyThreat to financial stability or credit of IndiaArticle 360

1. National Emergency (Article 352)


Grounds for Declaration

  • War (open armed conflict),
  • External Aggression (attack by a foreign country),
  • Armed Rebellion (internal violence threatening sovereignty).

Procedure for Declaration

  • Proclamation issued by President,
  • Must be based on written advice of Union Cabinet (added by 44th Amendment, 1978),
  • Must be approved by both Houses of Parliament within one month,
  • Must be approved by special majority:
    • Majority of total membership and
    • 2/3rd of members present and voting.

Duration and Revocation

FeatureDetails
DurationInitially 6 months, can be extended indefinitely with parliamentary approval every 6 months.
RevocationCan be done anytime by President without parliamentary approval.
Revocation MandatoryIf Lok Sabha passes a disapproval resolution by a simple majority.

Effects of National Emergency

AreaEffect
Centre-State RelationsCentre becomes powerful — can give executive directions to States.
Legislative PowerParliament can legislate on State List subjects.
Fundamental RightsCertain Fundamental Rights (like Article 19) suspended automatically; others can be suspended by order.
Duration of Lok Sabha and State AssembliesCan be extended beyond 5 years by 1 year at a time during Emergency (not beyond 6 months after end of Emergency).

Important National Emergencies Declared

YearReason
1962Indo-China War
1971Indo-Pakistan War
1975Internal disturbance (controversial Emergency under Indira Gandhi).

2. State Emergency (President’s Rule) — Article 356


(Already covered in deep earlier in Chapter 50 — quick revision here)

Grounds for Imposition

  • Failure of constitutional machinery in a State,
  • Non-compliance with Union’s directives (Article 365).

Procedure and Duration

FeatureDetails
Proclamation by PresidentBased on Governor’s report or otherwise satisfied.
Parliamentary ApprovalWithin 2 months; extendable every 6 months.
Maximum Period3 years (with strict conditions and Parliament’s approval).
EffectsDismissal of State Council of Ministers, suspension or dissolution of Assembly.

Important Safeguards (after SR Bommai Case, 1994)

  • Floor test must be conducted to prove majority,
  • Judicial review available,
  • Political misuse curtailed significantly.

3. Financial Emergency (Article 360)


Grounds for Declaration

  • Threat to the financial stability or credit of India or any part of its territory.

Procedure

  • Proclamation by President,
  • Must be approved by both Houses of Parliament within two months.

Effects of Financial Emergency

AreaImpact
Centre-State Financial RelationsCentre can direct States to observe financial propriety.
Salaries and AllowancesReduction in salaries of government officials, including judges of Supreme Court and High Courts.
Reservation of Money BillsPresident may ask States to reserve Money Bills for his consideration.

Key Fact

  • No Financial Emergency has ever been declared in India till date.

Judicial Review of Emergencies

  • Before 44th Amendment (1978): No judicial review of Emergency proclamation,
  • After 44th Amendment:
    • Judiciary can review the validity of Emergency.
    • Protects democratic rights even during Emergency.

Important Case:

  • Minerva Mills Case (1980):
    Confirmed that Parliament cannot destroy basic structure even during Emergency.

Safeguards against Misuse of Emergency Powers

SafeguardDetail
Written advice of Cabinet mandatory for National Emergency (Article 352)
Parliamentary approval with special majority
Judicial review of Proclamation
Limited suspension of Fundamental Rights (only Article 19 suspended automatically during National Emergency based on war/external aggression, not armed rebellion).

Comparison of Three Types of Emergency

FeatureNational EmergencyPresident’s RuleFinancial Emergency
GroundsWar, external aggression, armed rebellionBreakdown of State machineryThreat to financial stability
Who DeclaresPresidentPresidentPresident
Parliamentary ApprovalWithin 1 monthWithin 2 monthsWithin 2 months
Duration6 months, renewable6 months, up to 3 yearsContinues till revoked
Impact on Centre-State RelationsCentre becomes all-powerfulState government dismissedCentre controls finances

Recent Developments and Discussions

  • Demand to reform Emergency Provisions further to prevent authoritarian misuse (like 1975),
  • Debate over declaring emergencies during natural disasters (like COVID-19 pandemic),
  • Push to better define “armed rebellion” and “financial stability” for clarity.

Conclusion

Emergency Provisions were designed as safeguards, not weapons.
Their judicious use is essential to preserve:

  • Democracy,
  • Federalism, and
  • Fundamental Rights.

Emergency powers must be like a fire alarm — rarely used but always protected against misuse.


Important Quick Facts for Prelims & Mains

FactDetail
Article for National Emergency352
Article for President’s Rule356
Article for Financial Emergency360
Approval needed for National EmergencySpecial majority
Approval needed for President’s RuleSimple majority
First National Emergency1962 (Indo-China War)
Financial Emergency ever declared?No

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